Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC filed a pricing supplement to sell Principal at Risk securities tied to NVIDIA Corporation common stock. The offering is for an aggregate principal amount of $1,577,000 at a stated principal amount of $1,000 per security. Each security will mature on May 6, 2027 and pays no interest; investors receive $152 per security (15.20%) at maturity if the final level is at or above the downside threshold of $104.64 (60% of the initial level). If the final level is below that threshold, holders suffer losses proportional to the decline (performance factor = final level / initial level), and the payment could be significantly less than principal or zero. Payments are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS principal-at-risk securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000 and an original issue date of May 5, 2026.
Payment at maturity on May 5, 2031 depends on the worst performing underlier on the observation date of April 30, 2031: full principal plus a 400% leveraged upside up to a $1,800–$1,850 cap if the worst underlier is higher; full principal if the worst underlier is down but ≥70% of initial level; otherwise principal declines dollar-for-dollar with the worst underlier and could be zero. All payments are subject to issuer and guarantor credit risk. Estimated value on the pricing date is approximately $944.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to Oracle Corporation common stock, with a stated principal amount of $1,000 per security and maturity on April 20, 2028. The securities pay a contingent coupon (annual rate to be set on the pricing date, indicated between 17.25%–18.25%) only if the underlier meets the coupon barrier on observation dates and are automatically redeemed early if the underlier meets the call threshold on redemption determination dates. If not called, repayment at maturity depends on the final level relative to a downside threshold (60% of the initial level); a final level below that threshold produces a principal loss equal to the underlier’s decline. All payments are unsecured and subject to Morgan Stanley’s credit risk. The preliminary estimated value on the pricing date is approximately $955.10 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Participation Securities with an aggregate principal amount of $495,000, issued at $1,000 per security. The securities mature on July 1, 2027 and are fully and unconditionally guaranteed by Morgan Stanley.
Each security’s payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The notes include a 15% buffer, a 100% participation rate up to a $1,226 maximum payment, and a 15% minimum payment. All payments are subject to the issuer’s credit risk; estimated value on the pricing date was $975.90 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due April 5, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $957.60.
The notes are linked to the worst performing of three ETFs (KRE, GDX, TLT). They feature automatic early redemption opportunities with fixed early redemption payments (examples range from $1,051.25 to $1,187.917 per $1,000 stated principal) and a fixed capped payment of $1,205 at maturity if each underlier meets its upside threshold. If the worst performing underlier falls below its downside threshold, investors lose proportionally and could lose their entire principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced structured, principal-at-risk, auto-callable notes due April 1, 2030 linked to the worst-performing of the S&P 500, Russell 2000 and EURO STOXX 50. The securities were issued at $1,000 per security (aggregate $10,189,000) with an estimated value on the pricing date of $954.60. Automatic early redemption can begin on the first determination date March 31, 2027, producing fixed early redemption payments (first payment $1,126.00). At maturity investors receive either a fixed positive payment (up to $1,504), the stated principal, or a loss equal to the decline of the worst-performing underlier (1% loss per 1% decline below the 60% downside threshold), and all payments are subject to issuer/guarantor credit risk.
Morgan Stanley Finance LLC priced a $3,643,000 offering of structured, principal‑at‑risk notes (stated principal $1,000 each) linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities pay no interest, carry a 15% buffer and auto‑call on specified determination dates if the underlier meets a 90% call threshold (initial level 1,224.96; buffer level 1,041.216). Early redemption payments rise across serial determination dates (first determination date February 17, 2027), and maturity (February 19, 2031) payments depend on final level relative to the call threshold and buffer, with a 15% minimum payment at maturity. Estimated value at issuance was $911.20 and MS&Co. received $41.50 commission per security.
Morgan Stanley Finance LLC priced a primary offering of structured, principal‑at‑risk notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $772,000 and a stated principal amount of $1,000 per security. The securities pay a contingent annual coupon of 13.00% on each coupon payment date only if the S&P® 500 Futures 40% Intraday 4% Decrement VT Index closes at or above the coupon barrier on the related observation date. If the final level on the final observation date is below the downside threshold (50% of the initial level), the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than, or equal to, zero. All payments are subject to the issuer’s and guarantor’s credit risk. Observation dates begin March 20, 2026 and conclude on the final observation date February 20, 2031, with maturity on February 25, 2031.
Morgan Stanley Finance LLC amends Pricing Supplement No. 13,404 describing Dual Directional Trigger Jump Securities due January 25, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The securities are principal‑at‑risk notes linked to the worst performing of the Russell 2000, Dow Jones Industrial Average and Nasdaq‑100. Each security has a stated principal amount of $1,000, an upside payment of $359 (35.90%), an estimated value on the pricing date of $978.90, and an aggregate principal amount offered of $250,000. Key payoff mechanics: full principal plus upside payment if all underliers finish at or above initial levels; a capped positive return (up to 30%) if the worst performing underlier declines but stays at or above its 70% downside threshold; and pro rata principal loss equal to the percentage decline of the worst performing underlier if it finishes below its 70% threshold, with no minimum payment at maturity.
Morgan Stanley Finance LLC is offering Structured Investments: Contingent Income Memory Auto-Callable Securities linked to the Class A common stock of Dave Inc. The offering is $500,000 aggregate with a $1,000 stated principal per security and an estimated pricing-date value of $951.80 per security. The notes pay a contingent coupon at an annual rate of 26.40% subject to observation-date barriers, feature automatic early redemption if the underlier closes at or above the call threshold $190.40 on a redemption determination date, and repay principal at maturity only if the final level is at or above the downside threshold $95.20 (50% of initial level). If the final level is below that threshold, payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), which could result in significant principal loss or zero return. All payments are unsecured and subject to Morgan Stanley credit risk. Coupon observation and redemption determination dates run from April 2026 through April 2027, with maturity on April 27, 2027.