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BitGo Holdings (BTGO) awards 8,333 RSUs to compliance chief

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Horowitz Jeff Peter reported acquisition or exercise transactions in this Form 4 filing.

BitGo Holdings, Inc. reported that Chief Compliance Officer Jeff Peter Horowitz received an equity award of 8,333 shares of Class A Common Stock on March 30, 2026. The award was granted as restricted stock units (RSUs), with each RSU representing a contingent right to receive one share of Class A Common Stock as it vests under the award’s terms.

The filing shows this is a compensation-related grant at a stated price of $0.00 per share, not an open-market purchase. After this award, Horowitz directly holds 319,451 shares of BitGo’s Class A Common Stock.

Positive

  • None.

Negative

  • None.
Insider Horowitz Jeff Peter
Role Chief Compliance Officer
Type Security Shares Price Value
Grant/Award Class A Common Stock 8,333 $0.00 --
Holdings After Transaction: Class A Common Stock — 319,451 shares (Direct)
Footnotes (1)
  1. [object Object]
RSU grant size 8,333 shares Restricted stock unit award on March 30, 2026
Post-grant holdings 319,451 shares Direct Class A Common Stock held after transaction
Grant price $0.00 per share Reported transaction price for RSU award
Transaction code A (Grant, award, or other acquisition) Non-derivative acquisition of Class A Common Stock
Transaction date March 30, 2026 Date of RSU grant to Chief Compliance Officer
restricted stock units financial
"Represents an award of restricted stock units ("RSUs") that vests..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each RSU represents a contingent right to receive one share..."
grant, award, or other acquisition regulatory
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Horowitz Jeff Peter

(Last)(First)(Middle)
C/O BITGO HOLDINGS, INC.
101 S. REID STREET, SUITE 307, PMB# 9793

(Street)
SIOUX FALLS SOUTH DAKOTA 57103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BITGO HOLDINGS, INC. [ BTGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Compliance Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock03/30/2026(1)A8,333A$0319,451D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock units ("RSUs") that vests in accordance with the terms of the award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
/s/ Edward Reginelli, Attorney-in-Fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did BTGO report for Jeff Horowitz?

BitGo reported that Chief Compliance Officer Jeff Peter Horowitz received an award of 8,333 restricted stock units. Each RSU represents a contingent right to one share of Class A Common Stock, increasing his direct holdings to 319,451 shares after the grant.

Was the BTGO insider transaction a stock purchase or a grant?

The transaction was a grant, not an open-market purchase. Horowitz received 8,333 restricted stock units as compensation, with a reported price of $0.00 per share, meaning he did not pay cash to acquire these award shares.

How many BitGo (BTGO) shares does Jeff Horowitz hold after this Form 4?

After the RSU grant, Horowitz directly holds 319,451 shares of BitGo’s Class A Common Stock. This total includes the 8,333 shares underlying the newly awarded restricted stock units, which will be delivered as they vest under the award terms.

What are restricted stock units (RSUs) in the BTGO Form 4 filing?

Restricted stock units are equity awards that give a contingent right to receive shares in the future. In this case, each RSU equals one BitGo Class A share, delivered only as the units vest according to the specific schedule and conditions in the award agreement.

Did the BTGO insider sale or buy shares on the market in this filing?

No market sale or purchase occurred in this filing. The Form 4 shows a grant or award acquisition of 8,333 RSUs to the Chief Compliance Officer, with no reported open-market buy or sell transactions and no derivative exercises disclosed.
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