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Yum Brands (YUM) director Kathleen Oberg files initial Form 3 disclosure

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

YUM Brands Inc. filed an initial insider ownership report (Form 3) for Kathleen K. Oberg, identifying her as a director of the company. The filing data shows no reported transactions, share holdings, or derivative positions for her in this submission.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reportingPersons regulatory
""reportingPersons": [ { "name": "Oberg Kathleen K.","
director financial
""is_director": 1,"
derivativeTransactionCount financial
""derivativeTransactionCount": 0,"
netBuySellDirection financial
""netBuySellDirection": "neutral""
Understanding Insider Trading Forms →
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Oberg Kathleen K.
(Last)(First)(Middle)
1441 GARDINER LANE
(Street)
LOUISVILLE KENTUCKY 40213
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026		3. Issuer Name and Ticker or Trading Symbol
YUM BRANDS INC [ YUM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ M. Gayle Hobson, POA04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Kathleen K. Oberg's Form 3 for YUM Brands (YUM) show?

The Form 3 identifies Kathleen K. Oberg as a director of YUM Brands Inc. It reports no insider stock purchases, sales, or derivative positions for her in this filing, indicating only her insider status without detailing holdings.

Does the YUM Brands (YUM) Form 3 for Kathleen K. Oberg show any stock transactions?

No, the Form 3 shows zero buy, sell, or derivative transactions for Kathleen K. Oberg. All transaction-related counts and share amounts are listed as zero, so the filing functions purely as an initial ownership report without trading activity.

Is Kathleen K. Oberg a director or officer of YUM Brands (YUM) in this Form 3?

In this Form 3, Kathleen K. Oberg is reported as a director of YUM Brands Inc. The officer fields are marked as not applicable, confirming her role is specifically as a board director rather than a company officer.

Does the YUM Brands (YUM) Form 3 indicate any derivative securities for Kathleen K. Oberg?

The Form 3 lists no derivative securities for Kathleen K. Oberg. The derivative summary is empty and derivative transaction counts are zero, meaning no options, warrants, or similar instruments are reported for her in this filing.

What is the overall insider trading activity shown in Kathleen K. Oberg's YUM Brands (YUM) Form 3?

The overall insider trading activity is neutral in this Form 3. Buy, sell, gift, exercise, tax withholding, and restructuring counts are all zero, and net buy/sell direction is labeled neutral, reflecting no trading activity in this report.
Yum Brands

NYSE:YUM

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YUM Stock Data

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275.97M
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