ClearBridge Energy Midstream (NYSE: EMO) insider files Form 3 showing no owned shares
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
ClearBridge Energy Midstream Opportunity Fund Inc. insider reports no holdings. A reporting person affiliated as a director/COO-subadviser filed an initial Form 3 indicating that no securities of ClearBridge Energy Midstream Opportunity Fund Inc. were beneficially owned as of the event date of 01/01/2026.
Positive
- None.
Negative
- None.
Key Figures
Event date: 01/01/2026
Beneficial ownership: 0 shares
Reporting persons: 1
3 metrics
Event date
01/01/2026
Date of event requiring the Form 3 statement
Beneficial ownership
0 shares
No securities are beneficially owned by the reporting person
Reporting persons
1
Form filed by one reporting person
Key Terms
beneficially owned, Form 3, Power of Attorney, Indirect Beneficial Ownership
4 terms
beneficially owned financial
"Explanation of Responses Remarks No securities are beneficially owned."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Form 3 regulatory
"Form 3 Initial Statement of Beneficial Ownership of Securities context for insider reporting"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Power of Attorney regulatory
"/s/Marc A. De Oliveira by Power of Attorney on behalf of John Haller"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
Indirect Beneficial Ownership financial
"Nature of Indirect Beneficial Ownership column in Table I and Table II"
FAQ
What does this Form 3 filing for EMO disclose?
This Form 3 discloses that the reporting person currently has no securities beneficially owned in ClearBridge Energy Midstream Opportunity Fund Inc. (EMO). It serves as an initial ownership report required when a person becomes an insider or director of the fund.
Who is the reporting person in this EMO Form 3 filing?
The reporting person is associated with ClearBridge Investments One Madison Avenue and is identified as a director/COO-subadviser of ClearBridge Energy Midstream Opportunity Fund Inc., making them subject to insider reporting requirements for the fund’s securities.
What is the event date shown in the EMO Form 3?
The Form 3 lists an event date of 01/01/2026. This date marks when the reporting person’s status triggered the requirement to file an initial beneficial ownership report for ClearBridge Energy Midstream Opportunity Fund Inc. under SEC rules.
Is this EMO Form 3 filed by one or multiple reporting persons?
The filing indicates that it is a Form filed by one reporting person. This means only a single insider or affiliated entity is covered by this specific ownership report for ClearBridge Energy Midstream Opportunity Fund Inc.
ClearBridge Energy Midstream Opportunity